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TIP:
To make an effective complaint learn more.
TIP:
In the Eastern Caribbean Currency Union there are laws which provide legal recourse if you were defrauded in a securities trans...
TIP:
If an investment guarantees an incredibly high return it is likely to be a scam. Seek guidance from a trained licensed individu...
TIP:
If you habitually spend less than you earn this may signal that you have funds to put towards investment. Learn more.
NEWS:
This NOTICE is issued by the Eastern Caribbean Securities Regulatory Commission (“the Commission/ECSRC”) pursuant t...
NEWS:
Adelphi Enterprise of Adelphi Secondary School, St. Vincent and the Grenadines has captured the title of Regional Champion in t...
NEWS:
WARNING NOTICE: PROSPUH This WARNING is issued by the Eastern Caribbean Securities Regulatory Commission (“the Commissio...
NEWS:
The Eastern Caribbean Securities Regulatory Commission (The Commission/The ECSRC) reminds prospective issuers seeking to offer ...
NEWS:
NOTICE OF SHAREHOLDERS MEETING Thursday, 20th June 2024 at 11.00 a.m. Dear Shareholders Notice is hereby given that...
NEWS:
Online harm can take many forms, encompassing, for example, the inappropriate online promotion of risky investments, misleading...
NEWS:
Crowdfunding: the ECSRC invites MSMEs and investors interested in crowdfunding to register for a series of free awareness-...
NEWS:
At its 75th Meeting held on 26 November 2019, the Commission unanimously agreed to adopt administrative procedures for the noti...
NEWS:
In accordance with Article 29(1) of the Eastern Caribbean Securities Regulatory Commission Agreement 2000, I have the honour to...
NEWS:
Globally, virtual currencies are becoming increasingly popular as a means to conduct traditional business in the financial and ...
NEWS:
The public is hereby notified that effective 3 May 2018, the Eastern Caribbean Securities Regulatory Commission (ECSRC) has rev...
NEWS:
Compliance and Internal Control Guidelines for Entities Licensed under the Securities Act
Annualize:
Annualize means to convert a rate of return from a periodic basis to on an annual basis.
Asset:
An asset means anything having commercial or exchange value that is owned by a business, institution, or individual. Financial ...
Bond:
A bond is an interest bearing or discounted government or corporate debt security that obligates the issuer (corporate or gover...
Capital Gain:
Capital Gain refers to the increase in the value of a financial asset.

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Regulatory Framework

Crowdfunding Framework

Securities Act

Saint Kitts and Nevis

Securities Act

Montserrat

Securities Act

Grenada

Securities Act

Amended Securities Act 2021

Antigua and Barbuda

Securites Act

Saint Vincent and the Grenadines

Securities Act

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