The mandate of the ECSRC is the protection of investors in securities through the implementation of the provisions of the Securities Act and Regulations made under the Act, as well as the development of a regional securities market in the territories comprising the Eastern Caribbean Currency Union.
In keeping with its mandate to promote a fair, efficient and transparent securities market, the ECSRC has developed a revised policy for the electronic delivery of documents that are required to be filed with the Commission. This policy is also consistent with the relevant provisions of the Electronic Transactions Act of each of the ECCU Member Territories.
The Eastern Caribbean Securities Regulatory Commission (“the Commission”) in its capacity as regional regulator of the Eastern Caribbean Securities Market (ECSM) has issued the Securities Bill 2018, (the “Bill”) for public consultation. This Bill will repeal and replace the Securities Act 2001.
The Eastern Caribbean Securities Regulatory Commission (ECSRC) in collaboration with the Eastern Caribbean Securities Exchange (ECSE) will be hosting the 19th Eastern Caribbean Securities Market (ECSM) Certification Programme Workshop and Examination (ECPE) from 3 - 14 September 2018.
The public is hereby notified that effective 3 May 2018, the Eastern Caribbean Securities Regulatory Commission (ECSRC) has revoked the broker-dealer licence (No. TT-BD-0006-11) of RBC Merchant Bank (Caribbean) Limited, as the company has ceased to hold itself out as carrying on the business of a licensed broker-dealer in the Eastern Caribbean Securities Market (ECSM).
The Monetary Council at its 89th Meeting held on 20 October 2017, appointed Mr Isaac Anthony of Saint Lucia to serve as Commissioner to the ECSRC, effective 1 November 2017.
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The Eastern Caribbean Securities Regulatory Commission (ECSRC) is the regulatory body that administers the securities legislation governing securities business in the Eastern Caribbean Currency Union.
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