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ECSM LICENSING POLICY FOR INDIVIDUALS

As part of its mandate to ensure the highest standards of professional and other activities within the Eastern Caribbean Securities Market (ECSM), the Eastern Caribbean Securities Regulatory Commission (the Commission) seeks to provide clear policies and procedures to assist all licensees and prospective licensees in the ECSM, in navigating the regulatory and supervisory licensing process.

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Welcome to the ECSRC

The Eastern Caribbean Securities Regulatory Commission (ECSRC) is the regulatory body that administers the securities legislation governing securities business in the Eastern Caribbean Currency Union.

To help you become and/or remain an informed participant of the Eastern Caribbean Securities Market please visit our "Resource Center".

If you are, or wish to become, an owner of securities, follow the "Investor Resources" link below.

If you feel you have been or are being targeted for fraud or other misconduct, please visit our "Complaint Center".