The mandate of the ECSRC is the protection of investors in securities through the implementation of the provisions of the Securities Act and Regulations made under the Act, as well as the development of a regional securities market in the territories comprising the Eastern Caribbean Currency Union.
Globally, virtual currencies are becoming increasingly popular as a means to conduct traditional business in the financial and capital markets. These transactions also include invitations to the public to invest in these virtual currencies or to participate in funding activities including Initial Coin Offerings (ICOs) or other Token Generating Events.
In keeping with its mandate to promote a fair, efficient and transparent securities market, the ECSRC has developed a revised policy for the electronic delivery of documents that are required to be filed with the Commission. This policy is also consistent with the relevant provisions of the Electronic Transactions Act of each of the ECCU Member Territories.
The Eastern Caribbean Securities Regulatory Commission (“the Commission”) in its capacity as regional regulator of the Eastern Caribbean Securities Market (ECSM) has issued the Securities Bill 2018, (the “Bill”) for public consultation. This Bill will repeal and replace the Securities Act 2001.
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Register of Licensees
See who is authorized to do business with you
Types of Licences
Learn more about the various types of licences
List of Reporting Issuers
A list of companies available to invest in
Investor Bill of Rights
Before you invest, you have the right to ...
Tips, Tools and Quizzes
Financial Calculators, Interactive Quizzes and more ...
Improve your awareness and knowledge of investing
Types of Fraud
Inform and protect yourself
The Eastern Caribbean Securities Regulatory Commission (ECSRC) is the regulatory body that administers the securities legislation governing securities business in the Eastern Caribbean Currency Union.
To help you become and/or remain an informed participant of the Eastern Caribbean Securities Market please visit our "Resource Center".
If you are, or wish to become, an owner of securities, follow the "Investor Resources" link below.
If you feel you have been or are being targeted for fraud or other misconduct, please visit our "Complaint Center".