NOTICE OF FINE

 

Notice is hereby given that cable and wireless (St Kitts and Nevis) ltd is fined the sum of $100,000.00 for breach of the securities (continuing disclosure obligations of issuers) regulations of the securities act cap. 21.16.

Source

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First Citizens Investment Services Ltd, St Vincent

Broker Dealer

Contact Person:
Natika Adams
Licensee Address:
2nd Floor Lewis Pharmacy Building,
Corner of James and Middle Streets,
Kingstown,
Saint Vincent and the Grenadines
Mailing Address:
Kingstown
Saint Vincent and the Grenadines
Telephone Number:
784-453-2662 ext 7100
Telephone Number 2:

Mobile Number:

Fax Number:
784-453-3800
Email Address:
Natika.adams@firstcitizenssvg.com
Email Address 2:
Type of Securities Business Permitted by the Licence:
Broker Dealer
Details of any suspension or revocation of licenses:
Disciplinary action against the licensee:

NAME & LICENCE NUMBER OF PRINCIPALS:

Name:
Norlann Gabriel
Licence Number:
SL-PL-0004-16

NAME AND LICENCE NUMBER OF REPRESENTATIVES:

Name:
Gavery David
Licence Number:
SV-RR-0011-20
Name:
Alma Richardson
Licence Number:
SV-RR-0014-24

LICENCE CONDITIONS:

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