NOTICE OF FINE

 

Notice is hereby given that cable and wireless (St Kitts and Nevis) ltd is fined the sum of $100,000.00 for breach of the securities (continuing disclosure obligations of issuers) regulations of the securities act cap. 21.16.

Source

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Bank of Saint Lucia Ltd

Broker Dealer

Contact Person:
Mr Medford Francis
Licensee Address:
2nd Floor, Financial Centre Building
No. 1 Bridge Street
Castries
Saint Lucia
Mailing Address:
P O Box 1862
Castries
Saint Lucia
Telephone Number:
1-758-456-6000
Telephone Number 2:

Mobile Number:
1-758-724-6898
Fax Number:
1-758-456-6190
Email Address:
boslinvestments@bankofsaintlucia.com
Email Address 2:
Type of Securities Business Permitted by the Licence:
Broker Dealer
Details of any suspension or revocation of licenses:
Disciplinary action against the licensee:

NAME & LICENCE NUMBER OF PRINCIPALS:

NAME AND LICENCE NUMBER OF REPRESENTATIVES:

Name:
Yasmane Elfridge
Licence Number:
SL-RR-0022-22

LICENCE CONDITIONS:

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