NOTICE OF FINE

 

Notice is hereby given that cable and wireless (St Kitts and Nevis) ltd is fined the sum of $100,000.00 for breach of the securities (continuing disclosure obligations of issuers) regulations of the securities act cap. 21.16.

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First Citizens Investment Services Ltd, Saint Lucia

Broker Dealer

Contact Person:
Margaret Cox
Licensee Address:
John Compton Highway
San Souci
Castries
Saint Lucia
Mailing Address:
P O Box 1294
Castries
Saint Lucia
Telephone Number:
1-758-458-6375 ext 7202
Telephone Number 2:
1-758-458-6378
Mobile Number:
1-758-485-8005
Fax Number:
1-758-451-7984
Email Address:
Margaret.Cox@firstcitizensslu.com
Email Address 2:
Type of Securities Business Permitted by the Licence:
Broker Dealer
Details of any suspension or revocation of licenses:
Disciplinary action against the licensee:

NAME & LICENCE NUMBER OF PRINCIPALS:

Name:
Margaret Cox
Licence Number:
SL-PL-0015-21
Name:
Gale Cumberbatch
Licence Number:
SL-PL-0017-24

NAME AND LICENCE NUMBER OF REPRESENTATIVES:

LICENCE CONDITIONS:

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