NOTICE OF FINE

 

Notice is hereby given that cable and wireless (St Kitts and Nevis) ltd is fined the sum of $100,000.00 for breach of the securities (continuing disclosure obligations of issuers) regulations of the securities act cap. 21.16.

Source

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Bank of Saint Lucia Ltd

Individual : Principal

Contact Person:
Medford Francis
Licensee Address:
2nd Floor, Financial Centre Building
No. 1 Bridge Street
Castries
Saint Lucia
Mailing Address:
P O Box 1862
Castries
Saint Lucia
Telephone Number:
758-457-7231
Telephone Number 2:

Mobile Number:

Fax Number:
758-456-6190
Email Address:
Medford.Francis@bankofsaintlucia.com
Email Address 2:
Type of Securities Business Permitted by the Licence:
Individual : Principal
Details of any suspension or revocation of licenses:

NOTES:

Mr Medford Francis was first issued a Principal Licence on 27 May 2015 and accredited to ECFH Global Investment Solutions Limited, Saint Lucia.  In December 2016, Mr Francis was re-accredited to Bank of Saint Lucia Limited and a new Licence Certificate was issued on 20 December 2016 to reflect the new accreditation.

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