NOTICE OF FINE

 

Notice is hereby given that cable and wireless (St Kitts and Nevis) ltd is fined the sum of $100,000.00 for breach of the securities (continuing disclosure obligations of issuers) regulations of the securities act cap. 21.16.

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St Kitts-Nevis-Anguilla National Bank Ltd

Broker Dealer

Contact Person:
A. Anthony Galloway
Licensee Address:
Central Street
Basseterre
Saint Kitts and Nevis
Mailing Address:
P O Box 343
Basseterre
Saint Kitts and Nevis
Telephone Number:
(869) 465-2204
Telephone Number 2:

Mobile Number:

Fax Number:
(869) 465-1050
Email Address:
anthonyg@sknanb.com
Email Address 2:
Type of Securities Business Permitted by the Licence:
Broker Dealer
Details of any suspension or revocation of licenses:
Disciplinary action against the licensee:

NAME & LICENCE NUMBER OF PRINCIPALS:

Name:
Petronella Crooke
Licence Number:
KN-PL-0013-19
Name:
Anthony Galloway
Licence Number:
KN-PL-0004-01

NAME AND LICENCE NUMBER OF REPRESENTATIVES:

Name:
Marlene Nisbett
Licence Number:
KN-RR-0002-01
Name:
Angelica Lewis
Licence Number:
KN-RR-0011-10

LICENCE CONDITIONS:

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