Types of Licensees

Name
Broker Dealer
Action
Name
Investment Advisor Company
Action
Name
Individual : Principal
Action
Name
Individual : Representatives
Action
Name
Individual : Investment Advisor
Action
Name
Custodian
Action
Name
CIS : Collective Investment Scheme
Action
Name
CIS : Custodian
Action
Name
CIS : Management Company
Action
Name
SRO : Self Regulatory Organisations
Action
Name
SRO : Securities Exchange
Action
Name
SRO : Securities Clearing Agency
Action
Name
Securities Registry
Action
Name
Limited-Service Broker Dealer
Action