Market Advisory: Broker Dealer Licence Revocation and Principal Licence of Kriss Marcus of Trinidad and Tobago Unit Trust Corporation

The Eastern Caribbean Securities Regulatory Commission (ECSRC) wishes to advise the public of the following licence revocations:

Effective 25 February 2013:

1. The Broker Dealer licence, number TT-BD-0003-06 of Trinidad and Tobago Unit Trust Corporation. This revocation is pursuant to Section 66(4) of the Securities Act No. 12 of 2001 of the Laws of St Christopher and Nevis.
2. The Principal licence, number TT-PL-0019-11, of Mr Kriss Marcus who was accredited to Trinidad and Tobago Unit Trust Corporation. This revocation is pursuant to Section 66 (1) (f) of the Securities Act No. 12 of 2001 of the Laws of St Christopher and Nevis.

Please note that these licences were cancelled and thus cannot be used to transact securities business within the Eastern Caribbean Securities Market.