Market Regulation and Surveillance Division
Responsible for all licensees of the ECSRC, this division establishes and maintains appropriate standards for fair, orderly and efficient securities dealings in the Eastern Caribbean Securities Market. The division:
- establishes certification, operating, licensing, reporting and conduct requirements for licensees;
- assesses applications for licence from prospective market participants;
- conducts on-site examinations of market participants;
- undertakes market surveillance; and
- sets examinations for and certifies potential licensees.
Division Employees:
Avonis Daniel- Analyst 1
Email address: adaniel@ecsrconline.org
Francine Felicien- Analyst 1
Email address: ffelicien@ecsrconline.org
