Contact Person
Omar Burch-Smith

Issuer Name:
First Citizens Investment Services Ltd, Saint Lucia
Issuer Address:
John Compton Highway
San Souci
Castries
Saint Lucia
Mailing Address:
P O Box 1294
Castries
Saint Lucia
Telephone Number:
1-758-458-6375 ext 7202

Telephone Number 2:
1-758-458-6378

Mobile Number:
1-758-485-8005

Fax Number
1-758-451-7984

Email Address:
omar.burch-smith@firstcitizensslu.com

Email Address:


Date of Incorporation
27 June, 2005

Place of Incorporation
Saint Lucia

Company/Corporate Secretary

Mrs Julieanne Griffith



Financial Year End
30 September

REGULATORY ACTION

SENIOR MANAGERS AND OFFICERS

  1. Ms Sana Ragbir, General Manager
  2. Mr Stephen Thomas, Assistant General Manager
  3. Mrs Julieanne Griffith, Manager - Compliance, Legal, Compliance & Governance Division
  4. Mr Omar Burch-Smith, Business Development Manager
NAME OF DIRECTORS

  1. Mr Anthony Isidore Smart, Chairman
  2. Ms Karen Darbasie
  3. Mr Ryan Proudfoot
  4. Mr Troy Garcia
  5. Ms Idrees Omardeen
  6. Ms Jayselle McFarlene
  7. Mr David Inglefield
  8. Ms Nicole De Freitas
  9. Mr Ian Narine
  10. Mr Sterling Frost
DETAILS OF SUBSTANTIAL SHAREHOLDERS AND NUMBER OF SHARES HELD


 
 
SHAREHOLDING:

637,697 Common Class Shares

 
 
DIRECTIVES ISSUED TO THE COMPANY:
 
NOTES:

Mrs Carole Eleuthere-JnMarie is temporarily reassigned to First Citizens Bank (Barbados) Limited as Chief Executive Officer, effective 1 December 2016 until further notice.  As such Mrs Eleuthere-JnMarie shall not engage in the conduct of any securities business in the Eastern Caribbean Securities Market, as permitted by her Principal Licence SL-PL-0003-10, while she is assigned as Chief Executive Officer for First Citizens Bank (Barbados) Limited.

 

Ms Norlann Gabriel is accredited to First Citizens Investment Services (FCIS) Saint Lucia but is assigned to the FCIS Branch Office in St Vincent and the Grenadines.  Effective 6 September 2017, Ms Gabriel was reassigned to First Citizens Investment Services Ltd, Barbados as Country Manager, until further notice.  For the time Ms Gabriel is reassigned, her Licence will be maintained in the Register of Licensees, however she shall not engage in the conduct of any securities business in the Eastern Caribbean Securities Market (ECSM), as permitted by the Principal Licnece, due to the re-assignment.

 

Ms Temelia Providence is accredited to First Citizens Investment Services (FCIS) Saint Lucia but is assigned to the FCIS Branch Office in St Vincent and the Grenadines.