Public Consultation on Draft Revised ECSRC Reporting Rules
The Eastern Caribbean Securities Regulatory Commission (“the Commission”) is proposing to issue revised versions of the Securities (Registration Statement) Rules 2015 and the Securities (Accounting and Financial Reports) Rules 2015, to the Eastern Caribbean Securities Market. The current reporting forms were last revised and published in the ECCU member territories in 2015 and 2016. The periodic review of reporting forms is necessary to ensure that investors continue to receive timely, current and meaningful information to inform their investment decisions.
The Commission is issuing these revised rules for consultation and is inviting market participants to provide comments on the proposed changes to the forms. At the end of the consultation period, the revised rules will be reviewed and amended where necessary and will proceed to the next stage of the process, publication in the Official Gazette in each ECCU member territory. Once published, the revised rules will be legalized and will repeal and replace the rules currently in use by the market.
The consultation period commences on Friday, 17 August 2018 and will end on Friday, 21 September 2018. Please read the Cover Note for Public Consultation on the Revised Reporting Rules for more information.
Click on the following links to access a copy of:
- Revised Securities (Accounting and Financial Reports) Rules
- Revised Securities (Registration Statement) Rules
- The Proposed Amendments to ECSRC Reporting Rules
Electronic submission is encouraged and we would be grateful if the format outlined in the Template for comments on Revised Securities (Accounting and Financial Reports) Rules and the Template for comments on Revised Securities (Registration Statement) Rules could be used to facilitate our collation efforts. Comments may be submitted via email to:
Ms Samantha Lewis
Eastern Caribbean Securities Regulatory Commission
We look forward to receiving your comments.