The Office of the Secretariat of the Eastern Caribbean Securities Regulatory Commission is now open for normal operations from Tuesday to Thursday each week from 8:00 am to 4:00 pm.
We continue to work remotely on Monday and Friday each week. You may contact us via email at info@ecsrconline.com or telephone 1 (869) 465-2537.
Thank you for your continued patience and cooperation.
Requirements for a Collective Investment Scheme Management Company Licence
The licence requirements and documents to be submitted for a Collective Investment Scheme Management Company Licence are the same as that to be provided for a Collective Investment Scheme Custodian Licence. However, a duly completed (typewritten) applicant form for a Collective Investment Scheme Management Company LicenceFORM7 - CIS-(2) must be submitted along with a copy of the applicant’s Management Agreement as opposed to a Custodian Agreement.